Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Davis? Claim Your ProfileDavis Austin is a financial professional with over 9 years of experience in the industry. Davis is currently registered with Wells Fargo Securities, LLC, and is located in Charlotte, North Carolina. Davis holds the Series 63, SIE and Series 79 licenses. Davis was previously registered with BOFA SECURITIES, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, also in Charlotte, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/09/2024 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
05/10/2019 - 02/27/2024
BOFA SECURITIES, INC. (CHARLOTTE NC)
NC
09/01/2014 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
BC
Issued 09/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Davis Austin is the right advisor for you? Invested Better is here to help.
