Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Davis? Claim Your ProfileDavis Stephen Parks is a registered representative of Neuberger Berman BD LLC with over 2 years of experience in the financial industry. Davis is a Series 66, Series 31, Series 7TO, and SIE licensed professional. Currently, Davis is registered in Illinois and New York. Davis works in Neuberger Berman BD LLC's Chicago, Illinois, and Des Plaines, Illinois branch offices. Outside of the securities industry, Davis works as a Director of AI & ML Research and Development for Ferant Tech Corporation, a start-up educational-technology company based in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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A percentage of the total value of assets under management is charged.
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2
IL
01/26/2024 - Present
Neuberger Berman BD LLC (CHICAGO IL)
BOTH
Issued 11/30/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/2024
Series 31 - Futures Managed Funds Examination
BC
Issued 01/25/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/07/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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