Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Davis? Claim Your ProfileDavis Johnston is a financial advisor with over 20 years of experience in the industry. Johnston is currently registered with Robinhood Financial, LLC. Johnston has previously held positions at PRUCO SECURITIES, LLC., LPL FINANCIAL LLC, EDWARD JONES, TD AMERITRADE, INC., CMZ TRADING, LLC, RONIN CAPITAL, LLC, PORTFOLIO BROKERAGE SERVICES, INC., and SERVICE ASSET MANAGEMENT COMPANY. Johnston holds Series 7, Series 63, Series 55, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
08/22/2024 - Present
Robinhood Financial, LLC (Lake Mary FL)
IL
10/03/2023 - 07/31/2024
PRUCO SECURITIES, LLC. (DOWNERS GROVE IL)
IL
05/31/2019 - 08/10/2023
LPL FINANCIAL LLC (DOWNERS GROVE IL)
IL
11/06/2017 - 04/25/2019
EDWARD JONES (LIBERTYVILLE IL)
IL
09/15/2015 - 08/14/2017
TD AMERITRADE, INC. (NORTHBROOK IL)
IL
11/05/2004 - 06/08/2015
CMZ TRADING, LLC (CHICAGO IL)
IL
08/05/2003 - 10/12/2004
RONIN CAPITAL, LLC (CHICAGO IL)
IL
06/05/2002 - 11/18/2002
PORTFOLIO BROKERAGE SERVICES, INC. (CHICAGO IL)
TX
10/05/2001 - 12/31/2001
SERVICE ASSET MANAGEMENT COMPANY (AUSTIN TX)
BOTH
Issued 10/22/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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