Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Davis? Claim Your ProfileDavis Hunter Dale is a financial professional with experience in the securities industry. Davis is currently registered with The Bank Street Group LLC and has been active in the industry since August 1, 2017. Davis is licensed in Connecticut and New York and has passed the Series 63, Series 79 and SIE exams. Prior to working with The Bank Street Group LLC, Davis was employed with PJ SOLOMON SECURITIES, LLC and TD SECURITIES (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
05/26/2021 - Present
THE Bank Street Group LLC (STAMFORD CT)
NY
01/30/2020 - 10/06/2020
PJ SOLOMON SECURITIES, LLC (NEW YORK NY)
NY
12/07/2016 - 01/22/2020
TD SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 02/03/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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