Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Davis? Claim Your ProfileDavis Moshier is a securities professional with over 2 years of experience in the financial services industry. Davis is a registered representative with Thinkequity LLC. Davis holds the Series 63, Series 7TO, Series 79TO, Series 24 and SIE licenses. Davis is currently licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/07/2023 - Present
Thinkequity LLC (NEW YORK NY)
BC
Issued 09/15/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2023
Series 24 - General Securities Principal Examination
BC
Issued 08/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/07/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/28/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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