Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Davin? Claim Your ProfileDavin Kubo is a financial advisor with over 20 years of experience in the industry. Davin is currently registered with Raymond James & Associates, Inc. and is licensed to provide advisory services in Hawaii and Texas. Prior to joining Raymond James, Davin held positions with Morgan Stanley, Morgan Stanley & Co. Incorporated, Citigroup Global Markets Inc., CUNA Brokerage Services, Inc., GNA Securities, Inc., Equico Securities, Inc. and The Equitable Life Assurance Society of the United States. Davin holds the Series 3, 6, 7, 63, and 65 licenses. Davin also holds the Securities Industry Essentials Examination (SIE). Davin specializes in financial planning, portfolio management, and providing advisory services to high-net-worth individuals, corporations, and charitable organizations. Davin's clients may find value in his breadth of experience and the diverse backgrounds of the firms where he has been employed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
09/30/2022 - Present
Raymond James & Associates, Inc. (Honolulu HI)
HI
06/01/2009 - 07/12/2019
MORGAN STANLEY (HONOLULU HI)
HI
05/09/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HONOLULU HI)
HI
06/22/2001 - 05/29/2008
CITIGROUP GLOBAL MARKETS INC. (HONOLULU HI)
IA
06/25/1993 - 04/25/1995
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
VA
01/14/1993 - 06/11/1993
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
03/16/1992 - 01/12/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
03/16/1992 - 01/12/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/12/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2005
Series 3 - National Commodity Futures Examination
BC
Issued 06/21/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/07/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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