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David Zalman

Raymond James Financial Services, Inc.

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About David Zalman

David Zalman is a financial advisor with Raymond James Financial Services, Inc., located in Victoria, Texas. David has been in the financial services industry since 1990. David is a licensed securities representative, having passed the Series 63, SIE and Series 7 exams. Prior to joining Raymond James, David was a financial advisor at Cetera Investment Services LLC, LPL Financial LLC, UVEST Financial Services Group, Inc., Investment Professionals, Inc., FISERV Investor Services, Inc., BHCM INC., TRADESTAR INVESTMENTS, INC., QUEST CAPITAL STRATEGIES, INC., SPELMAN & CO., INC., LANDMARK INVESTMENTS, INC. and LANDMARK GOVERNMENT SECURITIES, INC.

Firm Information

David Zalman is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Zalman’s Registration & Firm History

TX

02/03/2017 - Present

Raymond James Financial Services, Inc. (VICTORIA TX)

TX

04/22/2014 - 12/02/2016

CETERA INVESTMENT SERVICES LLC (EL CAMPO TX)

TX

07/05/2011 - 04/24/2014

LPL FINANCIAL LLC (EL CAMPO TX)

TX

10/18/2007 - 07/05/2011

UVEST FINANCIAL SERVICES GROUP, INC. (EL CAMPO TX)

TX

02/12/2002 - 09/18/2006

INVESTMENT PROFESSIONALS, INC. (EL CAMPO TX)

TX

04/23/1997 - 02/08/2002

FISERV INVESTOR SERVICES, INC. (HOUSTON TX)

TX

01/02/1997 - 03/07/1997

BHCM INC. (HOUSTON TX)

TX

06/01/1993 - 01/02/1997

TRADESTAR INVESTMENTS,INC. (HOUSTON TX)

CA

03/01/1991 - 07/01/1992

QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)

AZ

08/04/1988 - 01/15/1990

SPELMAN & CO., INC. (PHOENIX AZ)

NA

05/22/1986 - 12/31/1987

LANDMARK INVESTMENTS, INC.

NA

08/13/1987 - 09/11/1987

LANDMARK GOVERNMENT SECURITIES, INC.

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Licenses & Designations

BC

Issued 06/26/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Zalman.
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