Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Zachary Farley is a financial advisor in the Albuquerque, NM area and has been in the financial services industry since 2003. David has a total of 35 years of experience in the securities industry and has been registered with Wells Fargo Advisors Financial Network, LLC since 2023. Prior to joining Wells Fargo Advisors Financial Network, LLC, David worked at Wells Fargo Clearing Services, LLC, A. G. Edwards & Sons, Inc., Intervest International Equities Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. David is registered to provide investment advice in 35 states and has a total of 35 approved state registrations, 2 approved IA state registrations and 2 approved SRO registrations. David is also registered as an investment advisor representative with Wells Fargo Advisors Financial Network, LLC. David has passed the Series 7 and 63 examinations, and is a registered representative with FINRA. David is also registered with the Securities and Exchange Commission (SEC) as an investment advisor representative. David is a member of the Financial Industry Regulatory Authority (FINRA) and has been a member since 2003. David has a FINRA broker check report available on the FINRA website. David is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Wells Fargo Advisors Financial Network, LLC is a registered investment advisor and broker-dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NM
06/09/2023 - Present
Wells Fargo Advisors Financial Network, LLC (ALBUQUERQUE NM)
NM
01/01/2008 - 06/09/2023
WELLS FARGO CLEARING SERVICES, LLC (ALBUQUERQUE NM)
TX
09/03/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MCALLEN TX)
CO
07/16/2003 - 08/20/2003
INTERVEST INTERNATIONAL EQUITIES CORPORATION (COLORADO SPRINGS CO)
NY
12/18/2002 - 04/28/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/29/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Farley is the right advisor for you? Invested Better is here to help.
