Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Yuttal is a financial professional with over 17 years of experience in the securities industry. Currently, David is a registered representative with Mizuho Securities USA LLC in New York, NY. David was previously affiliated with TD Securities (USA) LLC and Credit Suisse Securities (USA) LLC. David holds the Series 3, 7, 24, and 63 licenses and the SIE designation. David is registered to conduct business in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/31/2021 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
06/06/2018 - 03/29/2021
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
08/20/2004 - 07/03/2018
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 09/18/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2010
Series 3 - National Commodity Futures Examination
BC
Issued 08/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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