Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Yusuke Tadano is a registered representative and investment advisor representative with Charles Schwab & Co., Inc. located in Phoenix, Arizona. David has been in the securities industry since August 2007 and has a strong track record of success. He is a Series 7, Series 9, Series 10, Series 55, Series 57TO, and Series 63 licensed professional. David has worked with clients in Arizona, California, and Colorado. Prior to joining Charles Schwab & Co., Inc. David was employed by OPTIONSXPRESS, INC. where he worked from July 2016 to November 2017. David’s specializations include financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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AZ
08/24/2007 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
07/07/2016 - 11/10/2017
OPTIONSXPRESS, INC. (PHOENIX AZ)
BC
Issued 08/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/12/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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