Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Omura is a financial advisor with Commonwealth Financial Network. David has been working in the financial industry since February 18, 1986. David has a variety of licenses and certifications, including Series 3, 7, 8, 9, 10, 63, and 65. David has experience working with individuals, high-net-worth individuals, corporations, and charitable organizations. David is registered with the state of Hawaii as an investment advisor representative. David is registered with the following states as a broker-dealer: Arizona, California, Hawaii, Idaho, Maryland, Missouri, Oregon, Texas, and Washington. David is also registered with the Financial Industry Regulatory Authority (FINRA). David's office is located at 180 Kinoole Street, Suite 310 in Hilo, Hawaii.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
11/20/2015 - Present
Commonwealth Financial Network (Hilo HI)
HI
10/01/2004 - 11/24/2015
WELLS FARGO ADVISORS, LLC (HILO HI)
NJ
02/19/1986 - 10/14/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IA
Issued 08/06/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/01/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/1990
Series 3 - National Commodity Futures Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Omura is the right advisor for you? Invested Better is here to help.
