Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Yoshio Takagi is an Investment Advisor Representative who has been in the financial services industry since 1985. David is currently registered with NWF Advisory Services Inc. and has been registered with that firm since 2017. David has been licensed as an insurance agent with John H Connors Insurance Agency, Takagi & Takagi, and Transamerica Occidental Life. David has been registered with 25 states. David holds Series 6, Series 22, Series 63, and Series 65 licenses. David also holds the Securities Industry Essentials (SIE) license. NWF Advisory Services Inc. offers a variety of financial planning and advisory services, including portfolio management, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
HI
03/09/2017 - Present
NWF Advisory Services Inc. (Honolulu HI)
NA
08/16/1989 - 05/23/1997
TRANSAMERICA FINANCIAL RESOURCES, INC.
CA
11/08/1985 - 05/23/1997
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
CA
11/10/1987 - 07/31/1995
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
NA
02/19/1987 - 08/17/1989
INTEGRATED RESOURCES EQUITY CORPORATION
IA
Issued 08/31/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/02/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Takagi is the right advisor for you? Invested Better is here to help.
