Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Yee is a financial advisor with Kestra Private Wealth Services, LLC and has been in the industry since August 1994. David Yee is licensed to provide investment advice and services in 28 states, and is also registered with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
04/27/2012 - Present
Kestra Private Wealth Services, LLC (AUSTIN TX)
CA
09/28/2012 - 03/05/2014
LPL FINANCIAL LLC (WOODLAND HILLS CA)
CA
05/07/2012 - 09/28/2012
SPIRE SECURITIES, LLC (WOODLAND HILLS CA)
CA
04/27/2007 - 05/01/2012
WELLS FARGO ADVISORS, LLC (WOODLAND HILLS CA)
CA
01/12/2001 - 05/07/2007
CITIGROUP GLOBAL MARKETS INC. (WOODLAND HILLS CA)
NY
08/17/1994 - 02/13/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 08/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 08/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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