Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Yepez is a registered representative with Citigroup Global Markets Inc. David has been in the securities industry since 2012. David is also registered with the state of Florida as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
09/13/2023 - Present
Citigroup Global Markets Inc. (Miami FL)
FL
09/09/2021 - 08/18/2023
EFG CAPITAL INTERNATIONAL (MIAMI FL)
FL
08/28/2018 - 09/03/2021
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
02/09/2021 - 07/27/2021
CITI INTERNATIONAL FINANCIAL SERVICES LLC (MIAMI FL)
NY
08/07/2014 - 07/02/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/11/2013 - 08/14/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/08/2012 - 01/16/2013
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
NY
04/06/2010 - 01/14/2011
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
FL
10/05/2009 - 02/01/2010
VFINANCE INVESTMENTS, INC (MIAMI FL)
BOTH
Issued 09/19/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Yepez is the right advisor for you? Invested Better is here to help.
