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David Yeoung min Kim

Riversource Distributors, Inc.

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About David Yeoung min Kim

David Kim is a financial advisor with Riversource Distributors, Inc. based in Minneapolis, MN. David has been in the industry for over 25 years and has experience in the investment company products/variable contracts space. David is also a registered representative of the firm. David has passed the Securities Industry Essentials Examination and the Investment Company Products/Variable Contracts Representative Examination.

Firm Information

David Kim is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Kim’s Registration & Firm History

MN

02/24/2017 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

07/20/2009 - 02/24/2017

AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)

MN

06/04/1997 - 07/20/2009

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

06/04/1997 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/03/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Yeoung min Kim.
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