Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Yehuda Rosen is a financial professional with Regiment Securities, LLC. David holds the Series 82TO and the SIE exams. David is registered with FINRA and is currently active in the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
06/21/2024 - Present
Regiment Securities, LLC (CHICAGO IL)
BC
Issued 06/21/2024
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/27/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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