Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bubb is an investment advisor representative at Charles Schwab & Co., Inc. in Bethesda, MD. David has been in the financial services industry since 2004. David is registered with FINRA and is also registered as an investment advisor representative in Maryland and Texas. David has previously worked for TD Ameritrade, Merrill Lynch, PNC Investments, and Park Avenue Securities. David has experience in financial planning and portfolio management. David is also a wrap fee program sponsor and a financial planning advisor referral program sponsor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MD
01/02/2019 - Present
Charles Schwab & CO., Inc. (Bethesda MD)
MD
08/20/2015 - 04/28/2016
PARK AVENUE SECURITIES LLC (BETHESDA MD)
MD
04/25/2013 - 06/02/2015
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (ROCKVILLE MD)
MD
04/25/2013 - 06/02/2015
MUTUAL OF AMERICA SECURITIES LLC (ROCKVILLE MD)
MD
07/21/2009 - 01/22/2013
TD AMERITRADE, INC. (BETHESDA MD)
DC
10/11/2007 - 03/13/2009
PNC INVESTMENTS (WASHINGTON DC)
DC
12/08/2005 - 08/20/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)
NY
04/23/2002 - 03/10/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/11/2015
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/11/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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