Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Xin Li is a registered representative with J.p. Morgan Securities LLC. David has been in the industry since December 4, 2007. David holds Series 7, 63, and 65 licenses and is currently registered in 5 states including Florida, Louisiana, North Carolina, Ohio, and Texas. In addition to being a registered representative, David is also a registered investment advisor representative and is registered with the state of Florida. David has previously worked with J.P. MORGAN SECURITIES LLC and J.P. MORGAN SECURITIES INC. David has worked in the financial industry for over 15 years and has a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
09/09/2011 - Present
J.p. Morgan Securities LLC (PALM BEACH GARDENS FL)
NY
08/05/2009 - 10/22/2010
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/10/2005 - 08/09/2007
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 12/29/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Li is the right advisor for you? Invested Better is here to help.
