Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Xilong Liu is a registered representative with J. Wood Capital Advisors LLC in Santa Rosa, California. David has been in the securities industry since 2010 and has held various positions, including Research Analyst at Sanford C. Bernstein & Co., LLC. David's areas of expertise include investment banking, with a strong emphasis on research and analysis. David holds a Series 7, Series 63, Series 79, Series 86, Series 87, and SIE licenses.
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CA
06/29/2021 - Present
J. Wood Capital Advisors LLC (Santa Rosa CA)
NY
09/10/2010 - 06/14/2013
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BC
Issued 10/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/26/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2010
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/12/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/09/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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