Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Xavier Oshaughnessy is a securities professional with over 20 years of experience in the financial industry. David currently works at Jonestrading, a firm located in Stamford, CT. Prior to joining Jonestrading, David worked at Deutsche Bank Securities Inc. in New York, NY. David is licensed in multiple states including Connecticut, Florida, Georgia, New York, Oklahoma, South Carolina, and Utah. He holds the Series 3, 7, 57TO, and SIE licenses and is a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
03/14/2018 - Present
Jonestrading (Stamford CT)
NY
04/07/2011 - 01/19/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
02/05/2010 - 12/21/2010
CITADEL SECURITIES LLC (NEW YORK NY)
NY
04/10/2006 - 11/13/2009
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
PA
07/03/2002 - 03/29/2006
SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)
NY
04/24/2000 - 06/06/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 07/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2019
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2001
Series 3 - National Commodity Futures Examination
BC
Issued 04/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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