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David Wu

Cantor Fitzgerald & Co.

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About David Wu

David Wu is a financial professional with experience in the securities industry. David Wu is currently registered with Cantor Fitzgerald & Co. in Tennessee. David Wu holds the Series 7TO, Series 63 and SIE licenses.

Firm Information

David Wu is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Wu’s Registration & Firm History

TN

12/21/2023 - Present

Cantor Fitzgerald & Co. (MEMPHIS TN)

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Licenses & Designations

BC

Issued 01/19/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/20/2023

Series 7TO - General Securities Representative Examination

BC

Issued 11/15/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Wu.
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