Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Wu is a financial professional with a career in the industry spanning several years. David is currently registered with Charles Schwab & Co., Inc. and has experience with TD Ameritrade, Inc. David is licensed in Texas and holds several industry credentials including Series 7, Series 63, and Series 24.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
02/20/2023 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
04/11/2023 - 12/31/2023
TD AMERITRADE, INC. (WestLake TX)
TX
09/16/2019 - 02/20/2023
TD AMERITRADE, INC. (Southlake TX)
BC
Issued 10/14/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2020
Series 24 - General Securities Principal Examination
BC
Issued 09/16/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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