Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Wordlow Johnson is a financial advisor with over 35 years of experience in the industry. David is currently registered with Cetera Investment Advisers LLC and Private Client Group Asset Management. David has a Series 7, Series 63, Series 65, Series 99TO and SIE licenses. David specializes in working with individuals, high-net-worth individuals, corporations and other businesses, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/06/2022 - Present
Cetera Investment Advisers LLC (BEDMINSTER NJ)
NJ
01/30/2009 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (BEDMINSTER NJ)
NJ
01/28/1995 - 02/11/2009
UBS FINANCIAL SERVICES INC. (BEDMINSTER NJ)
NY
08/18/1987 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 9/13/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Johnson is the right advisor for you? Invested Better is here to help.
