Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Leonard is a registered investment advisor representative with Northern Trust Securities, Inc. David Leonard has been in the financial services industry since 1995. David Leonard is registered to provide investment advice in 51 states and the District of Columbia. David Leonard is also a registered representative in Illinois. David Leonard holds Series 7, 31 and 66 securities licenses and the SIE. David Leonard has previously been employed by VISION INVESTMENT SERVICES, INC., MORGAN STANLEY DW INC., and PAINEWEBBER INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
02/09/2015 - Present
Northern Trust Securities, Inc. (Chicago IL)
IL
01/06/2011 - 09/30/2011
VISION INVESTMENT SERVICES, INC. (CHICAGO IL)
IL
05/09/2003 - 12/31/2010
VISION INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
06/16/2000 - 02/14/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
03/19/1997 - 06/23/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
12/01/1995 - 02/20/1997
ETG, L.L.C. (NEW YORK NY)
BOTH
Issued 02/06/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 11/30/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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