Unclaimed
David Wood is a registered representative with Wells Fargo Securities, LLC, and has been in the industry since 2016. David holds the Series 99 and SIE licenses. David's firm's main office is located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/16/2016 - Present
Wells Fargo Securities, LLC (New York NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2016
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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