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David Winston Traylor

Colorado Financial Service Corp.

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About David Winston Traylor

David Winston Traylor is a registered investment advisor representative with Colorado Financial Service Corp. and has been in the industry since September 28, 2006. David is licensed to provide investment advice in 15 states and has passed the Series 7, Series 63, Series 66, SIE and Series 79TO exams. David specializes in providing financial planning, portfolio management for individuals, and selection of other advisors to his clients. David previously worked for Headwaters BD, LLC in Denver, CO, Caris & Company, Inc. in San Diego, CA and Pacific Growth Equities, LLC in San Francisco, CA.

Firm Information

David Traylor is currently registered with Colorado Financial Service Corp.. Colorado Financial Service Corp. is a Corporation that was formed on June 13, 2000 and is approved to operate in 53 states and the District of Columbia. The firm has 41 registered representatives, 22 investment adviser representatives, and 20 licensed agents. The firm manages approximately $44,055,697 in discretionary assets for 157 clients. Colorado Financial Service Corp. provides financial planning, portfolio management for individuals, and selection of other advisers.

$44.06M

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Traylor’s Registration & Firm History

CO

04/24/2017 - Present

Colorado Financial Service Corp. (lakewood CO)

CO

11/27/2012 - 12/24/2014

COLORADO FINANCIAL SERVICE CORPORATION (CENTENNIAL CO)

CO

03/11/2010 - 11/26/2012

HEADWATERS BD, LLC (DENVER CO)

CA

10/24/2007 - 02/26/2010

CARIS & COMPANY, INC. (SAN DIEGO CA)

CA

08/19/2005 - 06/29/2007

PACIFIC GROWTH EQUITIES, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BOTH

Issued 04/10/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/14/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Winston Traylor.
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