Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Winston Crist is a financial professional with over 30 years of experience in the industry. David is currently registered as an Investment Advisor Representative with J. W. Cole Advisors, Inc. and WIN Team Advisory Services. Prior to joining these firms, David has worked with several other firms, including FIRST ALLIED SECURITIES, INC., SII INVESTMENTS, INC., ROYAL ALLIANCE ASSOCIATES, INC. and FINANCIAL NETWORK INVESTMENT CORPORATION. David has a wide range of experience in financial services, including investment advisory, financial planning, portfolio management, insurance, and consulting. David holds a variety of licenses and designations, including Series 7, Series 24, Series 51, Series 63, Series 65, and Certified Financial Planner. David is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/05/2019 - Present
J. W. Cole Advisors, Inc. (IRVINE CA)
CA
11/05/2008 - 11/04/2019
FIRST ALLIED SECURITIES, INC. (IRVINE CA)
ID
09/24/1998 - 11/18/2008
SII INVESTMENTS, INC. (MOSCOW ID)
AZ
08/19/1994 - 10/02/1998
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
CA
02/14/1989 - 09/07/1994
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
Issued 06/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/09/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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