Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Winfield Anderson is a financial advisor registered with Principal Securities, Inc. David is a veteran of the financial industry with over 25 years of experience. David is a Series 6, 7, 63, and 66 licensed financial advisor. David has experience working for firms such as MetLife Securities Inc. and Thrivent Investment Management Inc. David holds specializations in financial planning, pension consulting, and portfolio management for individuals. David's clients include individuals, corporations, and charities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
TX
01/13/2014 - Present
Principal Securities, Inc. (HOUSTON TX)
TX
11/07/2007 - 12/19/2013
METLIFE SECURITIES INC. (HOUSTON TX)
TX
04/10/2006 - 10/29/2007
MML INVESTORS SERVICES, INC. (HOUSTON TX)
MN
09/10/2004 - 03/31/2006
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MA
02/06/1996 - 08/27/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/06/1996 - 08/27/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NA
06/20/1989 - 07/12/1989
BLINDER, ROBINSON & CO., INC.
BOTH
Issued 07/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/05/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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