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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Wilson jr. is a financial advisor who has been in the industry since 1977. David is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Greenwich, Connecticut. David also has previous experience with a number of other firms, including Neuberger Berman BD LLC, ING BARING FURMAN SELZ LLC, and J.P. Morgan Securities Inc. David specializes in portfolio management for both individuals and businesses. David also provides pension consulting, educational seminars, and selection of other advisers to their clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/24/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENWICH CT)
NY
03/21/2007 - 04/05/2017
NEUBERGER BERMAN BD LLC (NEW YORK NY)
NY
03/26/1999 - 03/20/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/09/1996 - 03/29/1999
ING BARING FURMAN SELZ LLC (NEW YORK NY)
NY
05/20/1993 - 10/19/1995
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/26/1988 - 05/21/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/04/1983 - 03/23/1988
KIDDER, PEABODY & CO. INCORPORATED
NA
04/15/1980 - 05/12/1983
PAINE WEBBER MITCHELL HUTCHINS INC.
NA
07/22/1976 - 04/10/1980
KEEFE, BRUYETTE & WOODS, INC.
BC
Issued 06/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/20/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/15/1984
Series 3 - National Commodity Futures Examination
BC
Issued 07/01/1977
PC - AMEX Put and Call Exam
BC
Issued 07/17/1976
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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