Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Wilmore Djaba has been working in the financial services industry since June 15, 2002. David is currently registered with BNP Paribas Securities Corp. in the states of New Jersey and New York. David was previously registered with HSBC Securities (USA) Inc., Morgan Stanley, Comprehensive Asset Management and Servicing, Inc., AXA Advisors, LLC, VALIC Financial Advisors, Inc., DATEK ONLINE FINANCIAL SERVICES LLC, and DATEK ONLINE BROKERAGE SERVICES LLC. David holds Series 7, Series 24, Series 52TO, Series 53, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
04/06/2022 - Present
BNP Paribas Securities Corp. (Jersey City NJ)
NY
07/28/2015 - 03/25/2022
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
07/31/2014 - 07/15/2015
MORGAN STANLEY (NEW YORK NY)
NJ
06/05/2013 - 06/27/2014
COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC. (ROCKAWAY NJ)
NJ
04/19/2007 - 03/12/2013
AXA ADVISORS, LLC (SECAUCUS NJ)
NJ
01/05/2004 - 03/07/2007
VALIC FINANCIAL ADVISORS, INC. (MORRISTOWN NJ)
NJ
06/30/2001 - 09/25/2002
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NE
09/06/2000 - 06/30/2001
DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)
BC
Issued 10/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/19/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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