Unclaimed
David Hays is a financial professional with over 10 years of experience in the industry. David is currently registered with Fidelity Distributors Co. LLC. David has passed the Series 66, Series 7, and SIE exams and is licensed to provide securities and investment advice in all 50 states and Puerto Rico. David was previously employed by Allianz Global Investors Distributors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
04/17/2014 - Present
Fidelity Distributors Co. LLC (BOSTON MA)
NY
01/19/2012 - 04/07/2014
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
BOTH
Issued 08/24/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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