Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Willis is a financial advisor at Wells Fargo Clearing Services, LLC with over 11 years of experience in the financial services industry. David is registered with the Securities and Exchange Commission (SEC) and holds licenses in 48 states. David has worked with a number of financial firms including J.P. Morgan Securities LLC and Chase Investment Services Corp. David has a wide range of experience in advising individuals, families, businesses, and institutions on financial planning, portfolio management, and investment strategies. David is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/17/2024 - Present
Wells Fargo Clearing Services, LLC (BOCA RATON FL)
FL
10/01/2012 - 06/04/2024
J.P. MORGAN SECURITIES LLC (BOCA RATON FL)
FL
07/09/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BOCA RATON FL)
BOTH
Issued 10/28/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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