Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gibbons is a financial advisor registered with Cetera Investment Advisers LLC and has been in the financial services industry since March 23, 1997. David has held registrations with several firms including M&T Securities, Inc., Guardian Investor Services LLC, SunAmerica Capital Services, Inc., Planco Financial Services, Inc., AllianceBernstein Investment Research and Management, Inc., Quick & Reilly, Inc., Bear, Stearns & Co. Inc., and Putnam Mutual Funds Corp. David specializes in portfolio management for businesses and individuals and provides financial planning and educational seminars. David's firm, Cetera Investment Advisers LLC, manages approximately $104 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/31/2021 - Present
Cetera Investment Advisers LLC (PITTSFORD NY)
NY
10/19/2012 - 12/08/2017
M&T SECURITIES, INC. (BATAVIA NY)
NY
08/14/2009 - 07/31/2012
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
NJ
03/23/2006 - 04/23/2009
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
CT
01/14/2005 - 02/28/2006
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
TN
09/25/2003 - 01/10/2005
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
NY
03/11/2002 - 09/11/2003
QUICK & REILLY, INC. (NEW YORK NY)
NY
10/12/1998 - 01/24/2002
BEAR, STEARNS & CO. INC. (NEW YORK NY)
MA
05/09/1996 - 08/24/1998
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
IA
Issued 02/25/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/03/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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