Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Williams is a financial advisor with over 7 years of experience in the financial services industry. David is currently registered with Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. in Florida. David has previously worked with Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and VOYA Financial Partners, LLC. David holds Series 6, 7, 24, 63, and 66 licenses. David specializes in providing financial advice to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/03/2021 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
07/03/2017 - 11/30/2021
MORGAN STANLEY (Tampa FL)
FL
01/12/2015 - 04/25/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
FL
02/17/2014 - 11/20/2014
VOYA FINANCIAL PARTNERS, LLC (JACKSONVILLE FL)
BOTH
Issued 08/31/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/17/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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