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David William Vincent

Jane Street Capital, LLC

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About David William Vincent

David William Vincent is a registered representative at Jane Street Capital, LLC. David has been in the securities industry since May 14, 2007. David has passed the Series 7, Series 55, Series 57TO, and SIE exams. David has been with Jane Street Capital, LLC since May 15, 2007. David was previously registered with Jane Street Markets, LLC, Jane Street Trading, LLC, and Jane Street Specialists, LLC. David is located in New York, NY.

Firm Information

David Vincent is currently registered with Jane Street Capital, LLC. Jane Street Capital, LLC is a Limited Liability Company formed on August 31, 1999. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

60

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Vincent’s Registration & Firm History

NY

05/15/2007 - Present

Jane Street Capital, LLC (New York NY)

NY

05/15/2007 - 02/17/2015

JANE STREET MARKETS, LLC (NEW YORK NY)

NY

05/15/2007 - 01/21/2010

JANE STREET TRADING, LLC (NEW YORK NY)

NY

05/15/2007 - 04/06/2009

JANE STREET SPECIALISTS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/28/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/14/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for David William Vincent.
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