Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Utter is a financial professional with over 30 years of experience in the industry. David is currently registered with Wall Street Access, which is based in New York, NY. Prior to this position, David was employed at Benchmark Securities LLC and C & CO/PRINCERIDGE LLC. David holds the following securities licenses: Series 6, Series 7, Series 24 and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/27/2018 - Present
Wall Street Access (NEW YORK NY)
FL
11/11/2013 - 11/28/2018
BENCHMARK SECURITIES LLC (WINTER PARK FL)
NY
01/13/2012 - 10/25/2013
C & CO/PRINCERIDGE LLC (NEW YORK NY)
NY
12/01/2010 - 12/23/2011
PIPER JAFFRAY & CO. (NEW YORK NY)
NY
05/18/2010 - 12/14/2010
THE PRINCERIDGE GROUP LLC (NEW YORK NY)
NY
05/13/2008 - 05/25/2010
MAXIM GROUP LLC (NEW YORK NY)
CT
02/11/2008 - 05/07/2008
SOURCE CAPITAL GROUP, INC. (WESTPORT CT)
NC
01/03/2008 - 02/12/2008
CAROLINA CAPITAL MARKETS, INC. (CHAPEL HILL NC)
NY
04/18/2005 - 12/17/2007
KEYBANC CAPITAL MARKETS INC. (NEW YORK NY)
TX
04/12/2004 - 04/19/2005
AMHERST SECURITIES GROUP, L.P. (AUSTIN TX)
NY
11/22/1999 - 04/02/2004
BLAYLOCK & PARTNERS, L.P. (NEW YORK NY)
NY
06/24/1996 - 11/03/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/10/1995 - 04/26/1996
DEUTSCHE MORGAN GRENFELL/C. J. LAWRENCE INC. (NEW YORK NY)
NY
06/21/1993 - 01/11/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
10/21/1987 - 05/04/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
11/29/1984 - 01/27/1986
FIRST INVESTORS CORPORATION
BC
Issued 03/26/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
BC
Issued 11/28/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Utter is the right advisor for you? Invested Better is here to help.
