Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid William Stecher is an investment advisor representative with Capacuity LLC. David is a registered representative in 11 states, including California, Colorado, Delaware, Georgia, Illinois, Massachusetts, New Jersey, North Carolina, Pennsylvania, Texas, and Virginia. He has been in the industry since 1986. David holds the Series 6, 7, 22, 24, 63, and 65 licenses. He is also a member of the board of directors for Innovative Industrial Properties, Inc. David is a managing partner for Cascade Advisors LLC, providing general oversight and leadership for the firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees associated with offset of affiliated broker dealer
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2
CA
03/29/2019 - Present
Capacuity LLC (Coronado CA)
CA
08/22/2014 - 04/01/2019
KESTRA INVESTMENT SERVICES, LLC (Aliso Viejo CA)
CA
12/22/2009 - 08/18/2014
FINANCIAL TELESIS INC (POWAY CA)
KS
09/21/2009 - 12/22/2009
FAS CORP. (LEAWOOD KS)
CA
04/14/2004 - 09/18/2009
RETIREMENT CAPITAL GROUP SECURITIES, INC. (SAN DIEGO CA)
NY
12/08/1986 - 04/06/2004
AXA ADVISORS, LLC (NEW YORK NY)
NY
12/08/1986 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 04/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/1994
Series 7 - General Securities Representative Examination
BC
Issued 09/14/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/05/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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