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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Spence is a financial advisor registered with Fidelity Personal and Workplace Advisors. David has been in the financial services industry for over 8 years. David has a series 66, series 63, series 9, series 10, series 7, and SIE license and is registered in 52 states and the District of Columbia. David is also registered as an Investment Advisor in Kentucky and Texas. David specializes in providing financial advice to high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, and pension and profit-sharing plans. David can provide advisory services such as financial planning, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. David is located in Covington, KY at the 100 Howe Drive branch office of Fidelity Personal and Workplace Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
07/05/2023 - Present
Fidelity Personal AND Workplace Advisors (COVINGTON KY)
BOTH
Issued 06/07/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/18/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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