Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid William Souter is a financial professional with over 17 years of experience in the financial services industry. David is currently a registered representative with Equitable Advisors, LLC, where David has been a financial advisor since 2022. Previously, David has worked as a financial advisor at Pruco Securities, LLC, and Ascendiant Securities, LLC. David specializes in providing financial planning, portfolio management, and investment advisory services to individuals, corporations, charitable organizations, and pension and profit-sharing plans. David holds a variety of licenses and certifications, including Series 7, Series 6, Series 63, Series 65, and Series 66. David is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/26/2024 - Present
Equitable Advisors, LLC (IRVINE CA)
OR
10/03/2017 - 02/28/2022
PRUCO SECURITIES, LLC. (Lake Oswego OR)
CA
07/29/2011 - 07/10/2012
ASCENDIANT SECURITIES, LLC (IRVINE CA)
CA
11/20/2008 - 07/15/2010
JESUP & LAMONT SECURITIES CORP (SAN FRANCISCO CA)
NY
08/13/2008 - 11/04/2008
MONARCH CAPITAL GROUP, LLC (NEW YORK NY)
CA
08/06/2007 - 07/15/2008
GLOBAL HUNTER SECURITIES, LLC (NEWPORT BEACH CA)
CA
01/31/2007 - 07/23/2007
UNX, INC. (SAN DIEGO CA)
NY
05/30/2000 - 07/09/2001
EMBARCADERO SECURITIES, LLC (NEW YORK NY)
NC
06/14/1996 - 07/01/1999
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BOTH
Issued 10/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/02/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/06/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/20/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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