Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Sosa is a financial advisor with Cetera Investment Advisers LLC. David has over 6 years of experience in the financial services industry. David is a Series 7 and Series 66 licensed professional. David is registered with the following states: Florida, Alabama, New Jersey and South Carolina. David's previous employers include Wells Fargo Clearing Services, LLC and AXA Advisors, LLC. David specializes in financial planning, portfolio management for businesses and individuals, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
10/04/2021 - Present
Cetera Investment Advisers LLC (ORLANDO FL)
FL
12/27/2018 - 09/29/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
12/20/2016 - 07/24/2018
AXA ADVISORS, LLC (MIAMI FL)
BOTH
Issued 6/2/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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