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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid William Sosa is an investment advisor representative with Cetera Investment Advisers LLC. David Sosa has been in the industry since 2016, with previous experience at Wells Fargo Clearing Services, LLC and AXA Advisors, LLC. David Sosa is registered to provide investment advice in Alabama, Florida, New Jersey and South Carolina. David Sosa has successfully passed the Uniform Combined State Law Examination (Series 66), Securities Industry Essentials Examination (SIE) and General Securities Representative Examination (Series 7). David Sosa is also a registered representative with Cetera Investment Advisers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
10/04/2021 - Present
Cetera Investment Advisers LLC (ORLANDO FL)
FL
12/27/2018 - 09/29/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
12/20/2016 - 07/24/2018
AXA ADVISORS, LLC (MIAMI FL)
BOTH
Issued 06/02/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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