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David William Smith

Pruco Securities, LLC

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About David William Smith

David Smith is a financial professional with over 10 years of experience in the industry. David has a strong track record of success in providing financial advice and investment management services to individuals, families, and businesses. David is registered with Pruco Securities, LLC and is a licensed investment advisor representative. David is committed to providing personalized financial advice and helping clients achieve their financial goals. David offers a wide range of financial services, including retirement planning, investment management, and insurance planning.

Firm Information

David Smith is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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David Smith’s Registration & Firm History

MI

10/26/2017 - Present

Pruco Securities, LLC (Troy MI)

MI

07/27/2011 - 02/09/2016

ALLSTATE FINANCIAL SERVICES, LLC (Auburn Hills MI)

MI

06/11/2007 - 02/26/2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (TROY MI)

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Licenses & Designations

IA

Issued 05/02/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/24/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2013

Series 7 - General Securities Representative Examination

BC

Issued 07/25/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David William Smith. Review regulatory record here.
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