Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid William Smith is a financial advisor with over 20 years of experience in the industry. David Smith is currently registered as a representative of Blackrock Investment Management, LLC. David Smith is a Chartered Financial Analyst and holds Series 6, 7, 24, and 66 licenses as well as the SIE. Prior to joining Blackrock, David William Smith was employed at State Street Global Markets, LLC, Putnam Retail Management Limited Partnership, and Signator Investors, Inc. David Smith is registered to provide investment advice in 53 states as well as Georgia and New Jersey. David Smith provides financial planning, portfolio management for businesses, individuals, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
03/13/2017 - Present
Blackrock Investment Management, LLC (PRINCETON NJ)
MA
05/24/2004 - 03/06/2013
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
MA
06/29/2000 - 05/17/2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
MA
12/23/1998 - 04/26/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 12/01/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/22/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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