Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Simons is a financial advisor with over 30 years of experience in the industry. David has been registered with FINRA since 1994. David is a CERTIFIED FINANCIAL PLANNER™ professional. David is currently registered with &partners, LLC and has previously worked with UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Stifel, Nicolaus & Company, Incorporated and Prudential Securities Incorporated. David offers a variety of financial services including financial planning, portfolio management, and retirement planning. David also provides investment advice and research to individuals, businesses and trusts. David has a strong understanding of the financial markets and a commitment to providing his clients with personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
TN
08/23/2024 - Present
&partners (NASHVILLE TN)
TX
12/13/2013 - 09/03/2024
UBS FINANCIAL SERVICES INC. (Ft Worth TX)
MO
07/09/2004 - 12/16/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHESTERFIELD MO)
MO
08/28/1998 - 08/05/2004
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NY
08/04/1994 - 09/03/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/03/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/30/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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