Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Simmons is a financial advisor with over 20 years of experience in the industry. David has been registered with National Financial Services LLC since 2014, and has also held previous positions with Fidelity Brokerage Services LLC and National Financial Services LLC. David is a Series 7 and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
01/09/2014 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
07/22/2013 - 12/10/2013
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
04/19/2007 - 07/02/2013
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
12/22/2000 - 12/11/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 02/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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