Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Shea is a financial advisor with Nylife Securities LLC. David is registered with FINRA and the state of Massachusetts, along with other states. He has been in the financial services industry since July 14, 2000. David Shea holds the Series 6, 7, 63, and 65 licenses, as well as the SIE exam. He is located in Rockland, MA and has a branch office at 1050 Hingham Street, Floor 3.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
06/13/2008 - Present
Nylife Securities LLC (ROCKLAND MA)
MD
06/07/1996 - 06/27/2003
THE ADVISORS GROUP, INC. (BETHESDA MD)
OH
07/13/1995 - 05/20/1996
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
BC
Issued 07/30/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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