Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Schindel is a financial advisor at Wells Fargo Clearing Services, LLC in Miamisburg, Ohio. David has been in the financial industry since October 29, 1980. He holds Series 1, 7, 9, 10, 31, 63, and 65 licenses. David has experience working with a variety of clients, including high-net-worth individuals, corporations, and institutions. David is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (MIAMISBURG OH)
OH
08/08/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DAYTON OH)
NY
08/29/1984 - 08/13/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
10/29/1980 - 08/20/1984
WRP INVESTMENTS, INC.
IA
Issued 06/21/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/15/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
BC
Issued 10/20/1980
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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