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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Reasoner is an investment advisor representative with LPL Financial LLC in Orange, CA. David has over 40 years of experience in the securities industry. David has held various roles in the financial services industry and has been with LPL Financial LLC since 2010. David is registered with FINRA as a General Securities Representative and also holds the Series 3 and SIE licenses. David is also a registered investment advisor representative in California and Texas. David's firm, LPL Financial LLC, provides a wide range of financial services, including investment management, financial planning, and retirement planning. David's previous employers include Securities America, Inc., CitiCorp Investment Services, UBS Financial Services Inc., Dean Witter Reynolds Inc., Smith Barney, Harris Upham & Co., Incorporated, and Paine Webber Incorporated. David's experience and expertise make him a valuable resource for clients seeking investment advice and financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/13/2010 - Present
LPL Financial LLC (ORANGE CA)
CA
12/17/2004 - 03/11/2010
SECURITIES AMERICA, INC. (LONG BEACH CA)
NY
09/15/2003 - 01/03/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
01/21/2000 - 10/02/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
05/20/1985 - 02/16/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
07/20/1984 - 05/09/1985
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
10/29/1981 - 08/29/1984
PAINEWEBBER INCORPORATED
IA
Issued 04/05/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1982
Series 3 - National Commodity Futures Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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