Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Norton is a financial advisor who has been working in the industry since 1993. David is currently registered with Credit Agricole Securities (usa) Inc. and is Series 7, Series 24, and Series 63 licensed. David has previously held positions at Cantor Fitzgerald & Co., UBS Securities LLC, and Credit Suisse First Boston Corporation. David has extensive experience in the financial services industry and is dedicated to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/14/2023 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
CT
01/04/2016 - 06/12/2023
CANTOR FITZGERALD & CO. (DARIEN CT)
NY
11/01/2000 - 09/24/2015
UBS SECURITIES LLC (NEW YORK NY)
NY
09/28/1992 - 11/09/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 12/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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