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David William Noble

Spartan Capital Securities, LLC

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About David William Noble

David Noble is a financial professional with over 20 years of experience in the securities industry. David is currently registered with Spartan Capital Securities, LLC in New York. David has a strong track record of success in providing investment advice and guidance to clients. David is dedicated to helping clients achieve their financial goals and is committed to providing exceptional service.

Firm Information

David Noble is currently registered with Spartan Capital Securities, LLC. Spartan Capital Securities, LLC is a Limited Liability Company formed in June 2007. It is registered to do business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has an active SEC registration and is subject to regulatory oversight.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Noble’s Registration & Firm History

NY

01/12/2018 - Present

Spartan Capital Securities, LLC (NEW YORK NY)

NJ

06/10/2016 - 12/05/2016

CELADON FINANCIAL GROUP LLC (MORRISTOWN NJ)

NJ

04/08/2014 - 06/14/2016

BUCKMAN, BUCKMAN & REID, INC. (LITTLE SILVER NJ)

NY

05/31/2011 - 07/23/2012

RODMAN & RENSHAW, LLC (NEW YORK NY)

NJ

05/11/2010 - 05/27/2011

HUDSON SECURITIES,INC. (JERSEY CITY NJ)

NJ

08/18/2008 - 05/13/2010

DOMESTIC SECURITIES, INC. (MONTVALE NJ)

NJ

05/22/2003 - 05/13/2010

RUSHMORE CAPITAL, INC. (EDISON NJ)

NJ

05/22/2003 - 05/30/2008

DOMESTIC SECURITIES, INC. (EDISON NJ)

NJ

03/26/2002 - 05/13/2003

CROWN FINANCIAL GROUP, INC. (JERSEY CITY NJ)

NY

09/05/2001 - 11/30/2001

S. B. CANTOR & CO., INC. (NEW YORK NY)

NJ

04/19/1999 - 09/18/2001

M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)

NY

10/05/1993 - 02/26/1999

FAIRCHILD FINANCIAL GROUP, INC. (NEW YORK NY)

CO

01/08/1993 - 10/28/1993

STRATEGIC RESOURCE MANAGEMENT, INC. (AURORA CO)

CO

10/23/1992 - 01/01/1993

SCHNEIDER SECURITIES, INC. (DENVER CO)

NA

04/15/1986 - 05/22/1986

FIRST AFFILIATED SECURITIES, INC.

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Licenses & Designations

BC

Issued 11/13/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/05/2018

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/21/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David William Noble. Review regulatory record here.
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