Unclaimed
David Murray is a financial professional with over 22 years of experience in the industry. David is currently registered with National Financial Services LLC, a firm with a broad range of financial products and services. David has also held positions with Fidelity Brokerage Services LLC. David holds the Series 7, 9, 10, and 63 securities licenses as well as the SIE exam. David is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
01/04/2016 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
08/01/2000 - 09/09/2015
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 08/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/10/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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